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  • Order Execution Policy

    • CRA-12.5.3

      Licensees must establish and implement an order execution policy to allow it to obtain, for its client orders, the best possible result.

      Added: April 2019

    • CRA-12.5.4

      Licensees must ensure that the trading venue or entity it selects will enable it to obtain results for its clients that are at least as good as the results that it reasonably could expect from using alternative entities.

      Added: April 2019

    • CRA-12.5.5

      Licensees must provide appropriate information to their clients on their order execution policy. That information must explain clearly, in sufficient detail and in a way that can easily be understood by clients.

      Added: April 2019

    • CRA-12.5.6

      Licensees must notify clients of any material changes to its order execution arrangements or order execution policy.

      Added: April 2019