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  • Client Record Keeping

    • CRA-4.12.13

      A licensed crypto-asset exchange must keep, for at least 10 years, the relevant data relating to all orders and all transactions in crypto-assets which are carried out through their systems.

      Amended: April 2023
      Added: April 2019

    • CRA-4.12.14

      For the purposes of Paragraph CRA-4.12.10, the records must contain the relevant data that constitute the characteristics of the order, including those that link an order with the executed transaction(s) that stems from that order. This shall include:

      (a) details of the names and numbers of the crypto- assets bought or sold;
      (b) the quantity;
      (c) the dates and times of execution;
      (d) the transaction prices; and
      (e) a designation to identify the clients in relation to which that transaction has been executed;
      Amended: April 2023
      Added: April 2019

    • CRA-4.12.15

      A licensed crypto-asset exchange must maintain adequate resources and have back-up facilities in place in order to be capable of reporting at all times.

      Added: April 2019

    • CRA-4.12.16

      [This Paragraph was deleted in April 2023].

      Deleted: April 2023
      Added: April 2019

    • CRA-4.12.17

      [This Paragraph was deleted in April 2023].

      Deleted: April 2023
      Added: April 2019