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  • Category 3

    • CRA-1.1.13

      Category 3 licensees may undertake one or more regulated crypto-asset services, as listed below:

      (a) Trading in crypto-assets as agent;
      (b) Trading in crypto-assets as principal;
      (c) Portfolio Management;
      (d) Crypto-asset custody;
      (e) Investment advice;
      (f) To act as a digital token advisor.
      Amended: April 2023
      Added: April 2019

    • CRA-1.1.14

      When undertaking regulated crypto-asset services listed under Rule CRA-1.1.13, Category-3 licensees may hold or control client assets and client money, may deal on their own account ("dealing as principal") but must not operate a crypto-asset exchange.

      Added: April 2019