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  • Category 1

    • CRA-1.1.9

      Category 1 licensees may undertake one or more regulated crypto-asset service, as listed below:

      (a) Reception and transmission of orders;
      (b) Provide investment advice in relation to crypto-assets.
      Amended: April 2023
      Added: April 2019

    • CRA-1.1.10

      When undertaking the regulated crypto-asset services listed under Rule CRA- 1.1.9, Category 1 licensees:

      (a) Must not hold any client assets or client money;
      (b) Must refrain from receiving any fees or commissions from any party other than the client; and
      (c) Must not operate a crypto-asset exchange.
      Added: February 2019