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  • Disclosure, Notification and Reporting

    • MAE-4.6.23

      A licensed exchange or licensed market operator must publish on its website the market making rules, the name of the members that have been registered as market makers, name of the issuer and market maker who have entered into market making agreement and the security in which the market maker undertakes market making.

      Added: January 2019

    • MAE-4.6.24

      A licensed exchange or licensed market operator must notify the CBB immediately in the following events:

      (a) Whenever a market maker agreement is entered into between a member and the licensed exchange or licensed market operator along with a copy of the agreement and details of the trading account number which the member uses for the purpose of market making;
      (b) Where a member has surrendered its registration as a market maker; and
      (c) The licensed exchange or licensed market operator takes disciplinary action, suspend activities or revokes the registration of a market maker.
      Added: January 2019

    • MAE-4.6.25

      A licensed exchange or licensed market operator must submit a monthly report, within 10 business days from the end of the month, summarizing the market making activities undertaken by market makers, in the format specified by the CBB.

      Added: January 2019