(a) To promote fair, orderly and transparent markets;

(b) To facilitate efficient markets for the allocation of capital and the transfer of risks;

(c) To reduce systemic risk;

(d) To detect and deter manipulation and other unfair trading practices; and

(e) To maintain integrity of trading through fair and equitable rules that strike an appropriate balance between the demands of different market participants.

(a) That provide a platform through which the exchange of securities takes place;

(b) Which provide listings of securities for trading;

(c) Which provide trade matching services, as these services may result in a transaction between investors; and

(d) Which provide a service which leads an investor to the reasonable expectation that they may trade in securities.