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  • DRA-A.2 DRA-A.2 Module History

    • Evolution of Module

      • DRA-A.2.1

        This Module was first issued in March 2010. Any material changes that are subsequently made to this Module are annotated with the calendar quarter date in which the change is made; Chapter UG-3 provides further details on Rulebook maintenance and version control.

        July 2010

      • DRA-A.2.2

        [This Paragraph was deleted in April 2020].

        Deleted: April 2020
        Added: July 2010

      • DRA-A.2.3

        [This Paragraph was deleted in April 2020].

        Deleted: April 2020
        Added: July 2010

      • DRA-A.2.4

        [This Paragraph was deleted in April 2020].

        Deleted: April 2020
        Added: July 2010

      • DRA-A.2.5

        [This Paragraph was deleted in April 2020].

        Module Ref. Change Date Description of Changes
        DRA-4.1.6 01/2020 Amended Paragraphs on approval of the SRO’s policies and procedures.
        DRA-A.2.2, DRA-A.2.3, DRA-A.2.4 & DRA-A.2.5  04/2020 Deleted Paragraphs.
        DRA-B.2 04/2020 Deleted Section.
        DRA-4.1 04/2020 Amended Section.
        DRA-4.2.2 04/2020 Amended Paragraph on establishment and constitution of disciplinary appeals committee members.
        DRA-4.2.2A 04/2020 Added a new Paragraph.
        DRA-4.2.2B 04/2020 Added a new Paragraph.
        DRA-4.2.3 04/2020 Amended Paragraph.
        DRA-4.2.4 04/2020 Amended Paragraph.
        DRA-5.1.1 04/2020 Amended Paragraph.

    • Superseded Requirements

      • DRA-A.2.6

        This Module supersedes the following provisions contained in circulars or other regulatory instruments:

        Circular/ other references Provision Subject
        BSE Internal Regulation Chapter 7
        (Articles 56 to 72)         		Disputes and arbitration
          Chapter 8
        (Articles 73 to 92)         		Disciplinary Board