• Assessment of Application

    Contents:

    •    CSD-5.3.14
    •    CSD-5.3.15

    • CSD-5.3.14

      The CBB shall review and assess the application for approved person status to ensure that it satisfies all the conditions required in Paragraph CSD-5.3.8A and the criteria outlined in Paragraph CSD-5.3.8C.

      Amended: April 2016
      Added: April 2013

    • CSD-5.3.14A

      For purposes of Paragraph CSD-5.3.14, licensees should give the CBB a reasonable amount of notice in order for an application to be reviewed. The CBB shall respond within 15 business days from the date of meeting all required conditions and regulatory requirements, including but not limited to, receiving the application complete with all the required information and documents, as well as verifying references.

      Added: April 2016

    • CSD-5.3.15

      The CBB reserves the right to refuse an application for approved person status if it does not satisfy the conditions provided for in Paragraph CSD-5.3.8A and the criteria outlined in Paragraph CSD-5.3.8C. A notice of such refusal is issued by registered mail to the licensee concerned, setting out the basis for the decision.

      Amended: April 2016
      Added: April 2016