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  • HC-6.2 HC-6.2 Establishment of Management Structure

    • HC-6.2.1

      The board must appoint officers whose authority must include management and operation of current activities of the company, reporting to and under the direction of the board. Unless otherwise exempted under the relevant licensing or listing Module, the officers must include at a minimum:

      (a) A CEO;
      (b) A chief financial officer;
      (c) A corporate secretary; and
      (d) An internal auditor;

      and must also include such other officers as the board considers appropriate, or as required by the relevant licensing or listing Module.

      Amended: January 2012
      July 2011

    • HC-6.2.2

      The board must ensure that the management structure caters for the following functions, where relevant:

      (a) Anti-money laundering and combating financial crime;
      (b) Risk management; and
      (c) Shareholders and investor relations.
      July 2011