• HC-B.1 HC-B.1 Listed Companies and Capital Market Service Providers (CMSPs)

    • HC-B.1.1

      The content of this Module, with the exception of Chapter 10 to listed companies. Chapter 10 of this Module applies to all CMSPs who are not listed companies.

      July 2011

    • HC-B.1.2

      Listed companies must comply with the rules stated in this module and comply to explain their adherence to the guidance. CMSPs must comply to explain their adherence to Chapter 10 of this Module.

      July 2011

    • Overseas Capital Market Service Providers

      • HC-B.1.3

        Overseas listed companies and CMSPs must satisfy the CBB that equivalent arrangements are in place at the group entity level, and that these arrangements provide for effective corporate governance over activities conducted in Bahrain.

        July 2011

      • HC-B.1.4

        In assessing compliance with paragraph HC-B.1.3, the CBB will take into account regulatory requirements applicable to the group entity, as well as the governance and systems and controls arrangements actually implemented by the group entity and applied to the Bahrain operation.

        July 2011