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  • MIR-4.18 MIR-4.18 Non-Compliance with Business Rules, Listing Rules, Clearing and Settlement Rules not to Substantially Affect the Rights of Persons

    • MIR-4.18.1

      Any failure by a member to comply with:

      (a) The CBB Law, rules and regulations;
      (b) This Module;
      (c) The rules of the SRO; or

      in relation to a matter shall not prevent the matter from being treated, for the purposes of this Module, as done in accordance with the business rules, listing rules, trading rules, or clearing, settlement and depository rules, so long as the failure does not substantially affect the rights of the person entitled to require compliance with such rules.

      Adopted January 2010