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  • MIR-3.5 MIR-3.5 Amendment of Authorisation

    • MIR-3.5.1

      A licensed member must seek prior CBB approval before an approved person may move from one controlled function to another within the same member.

      Amended: April 2013
      Adopted January 2010

    • MIR-3.5.2

      In such instances, a new application should be completed and submitted to the CBB. Note that a person may be considered 'fit and proper' for one controlled function, but not for another, if for instance the new role requires a different set of skills and experience. Where an approved person is moving to a controlled function in another member, the first member should notify the CBB of that persons departure, and the new member should submit a request for approval under section MIR-3.1.

      Adopted January 2010