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  • Appeal Process

    • MIR-3.4.6

      Members or the nominated approved persons may, within 30 calendar days of the notification, appeal against the CBB's decision to refuse the application for approved person status. The CBB shall decide on the appeal and notify the member of its decision within 30 calendar days from submitting the appeal.

      Amended: April 2016
      Adopted January 2010

    • MIR-3.4.7

      Where notification of the CBB's decision to grant a person approved person status is not issued within 15 business days from the date of meeting all required conditions and regulatory requirements, including but not limited to, receiving the application complete with all the required information and documents, members or the nominated approved persons may appeal to the Executive Director, Financial Institutions Supervision of the CBB provided that the appeal is justified with supporting documents. The CBB shall decide on the appeal and notify the member of its decision within 30 calendar days from the date of submitting the appeal.

      Amended: April 2016
      Amended: April 2013
      Adopted January 2010

    • MIR-3.4.8

      [This Paragraph was deleted in July 2016].

      Deleted: July 2016
      Amended: April 2016
      Adopted January 2010

    • MIR-3.4.9

      The member shall provide for the composition and duties of the board of directors or any committee of a member after obtaining CBB approval.

      Adopted January 2010

    • MIR-3.4.10

      In this section "committee" includes any committee of directors, audit committee, insider's committee, executive committee, or any committee established by the board for discharging its function.

      Adopted January 2010