Legal Basis
ICO-A.1.3
Article 122 of the CBB Law provides the CBB with the power to provide assistance upon request by an overseas authority and to investigate and obtain information and documents for this purpose.
Adopted February 2009ICO-A.1.4
Article 111 of the CBB Law provides the CBB with the power to obtain information from licensees.
Adopted February 2009ICO-A.1.5
Article 112 of the CBB Law provides the CBB with the power to obtain information from others, including companies listed on a licensed exchange.
Adopted February 2009ICO-A.1.6
Article 123 of the CBB Law provides the CBB with the power to obtain information or documents in the possession of a third party and to compel such person to produce such information or dcuments and to take a copy or extract thereof.
Adopted February 2009ICO-A.1.7
This Module contains the CBB's Directives relating to the provision of information and documents pursuant to a request made by the CBB for providing and securing mutual assistance and exchange of information with overseas authorities and is issued under the powers available to the CBB under Articles 38 and 122 of the CBB Law. The Directive in this Module is applicable to all market participants and any persons who are in possession of information or documents, or who has information about the whereabouts of documents that are covered by the scope of this Module.
Adopted February 2009