(a) To maximise the regulatory effectiveness;

(b) To permit flexibility to the licensed exchanges or the licensed market operators in their functioning;

(c) To achieve greater efficiency and transparency in the enforcement of the laws, rules and regulations; and

(d) To minimise the regulatory cost.

(a) Regulatory supervision;

(b) Maintaining and promoting fairness, efficiency and transparency within the capital market;

(c) Acting as an enforcement agency with powers to investigate and take administrative, civil or criminal actions as it may deem appropriate;

(d) Approving the rules, by-laws and regulations of the licensed exchanges or the licensed market operators, whereby any change in the rules, by-laws and regulations of the licensed exchange or the licensed market operator would need prior approval of CBB; and

(e) Licensing, supervision, inspection, investigation and enforcement.

(a) Fairness and investor protection;

(b) Fair access to market facilities and information;

(c) The provision of timely and accessible relevant market data; and

(d) The efficient regulation of its members.