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  • HC-2.3 HC-2.3 Avoidance of Conflicts of Interest

    • HC-2.3.1

      Licensees must maintain an organisational structure that minimises the risk of conflicts of interest arising.

      October 2019

    • HC-2.3.2

      For the purposes of Rule HC-2.3.1, the CBB would expect licensees to separate front and back office functions.

      October 2019

    • HC-2.3.3

      Each approved person must make every practicable effort to arrange his personal and business affairs to avoid a conflict of interest with the licensee.

      October 2019

    • HC-2.3.4

      Board members must absent themselves from any discussion or decision-making that involves a subject where they are incapable of providing objective advice, or which involves a subject, transaction or proposed transaction where there is a potential conflict of interest.

      October 2019