• GR-2.3 GR-2.3 Other Records

    • Corporate Records

      • GR-2.3.1

        Licensees must maintain the following records in original form or in hard copy at their premises in Bahrain:

        (a) Internal policies, procedures and operating manuals;
        (b) Corporate records, including minutes of shareholders', Directors' and management meetings;
        (c) Correspondence with the CBB and records relevant to monitoring compliance with CBB requirements;
        (d) Reports prepared by the licensee's internal and external auditors; and
        (e) Employee records.
        April 2016

    • Customer Records

      • GR-2.3.2

        Record-keeping requirements with respect to customer records, including customer identification and due diligence records, are contained in Module FC (Financial Crime).

        April 2016