• HC-10.5 HC-10.5 Remuneration of Approved Persons

    • HC-10.5.1

      The investment firm licensee should remunerate approved persons fairly and responsibly.

      January 2011

    • HC-10.5.2

      Remuneration of approved persons should be sufficient enough to attract, retain and motivate persons of the quality needed to run the investment firm licensee successfully, but the investment firm licensee should avoid paying more than is necessary for that purpose.

      January 2011