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  • HC-5.2 HC-5.2 Role of Board of Directors

    • HC-5.2.1

      The Board of Directors must:

      (a) Review the investment firm licensee's remuneration policies for the approved persons, which must be approved by the shareholders;
      (b) Make recommendations regarding remuneration policies and amounts for specific persons to the whole Board, taking account of total remuneration including salaries, fees, expenses and employee benefits; and
      (c) Remunerate Board members based on their attendance and performance.
      January 2011