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  • BR-3.2 BR-3.2 Access to Premises

    • BR-3.2.1

      An investment business licensee must permit representatives of the CBB, or persons appointed for the purpose by the CBB to have access, with or without notice, during reasonable business hours to any of its business premises in relation to the discharge of the CBB's functions under the relevant law.

      Adopted: July 2007

    • BR-3.2.2

      An investment business licensee must take reasonable steps to ensure that its agents and providers under outsourcing arrangements permit such access to their business premises, to the CBB.

      Amended: October 2013
      Adopted: July 2007

    • BR-3.2.3

      An investment business licensee must take reasonable steps to ensure that each of its providers under material outsourcing arrangements deals in an open and cooperative way with the CBB in the discharge of its functions in relation to the investment business licensee.

      Adopted: July 2007

    • BR-3.2.4

      The cooperation that investment firm licensees are expected to procure from such providers is similar to that expected of investment firm licensees themselves.

      Adopted: July 2007