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  • Approved Persons

    • BR-2.2.16

      An investment firm licensee must notify the CBB of the termination of employment of approved persons, including particulars of reasons for the termination and arrangements with regard to replacement (ref. AU-5.2.8 and AU-5.5.5).

      Amended: January 2016
      Amended: October 2009
      Adopted: July 2007