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  • Other Supervisors

    • BR-2.2.10

      An investment firm licensee must notify the CBB immediately if it becomes subject to or ceases to be subject to the supervision of any overseas supervisor (including a home supervisor).

      Adopted: July 2007

    • BR-2.2.11

      The supervisory regime and any legislative or foreign provisions to which that investment firm licensee, including its branches, is subject, influence the CBB's approach to the supervision of the investment firm licensee.

      Adopted: July 2007