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  • Preparation and Submission of the Quarterly Prudential Return

    • BR-1.1.11

      If the CBB notifies an investment firm licensee that a Form submitted under Rule BR-1.1.1 appears to be inaccurate or incomplete, the investment firm licensee must promptly look into the matter and within 5 business days of the CBB notification (or as otherwise agreed), correct any inaccuracies or make good any omissions, and submit the amended parts of the Quarterly Prudential Return.

      Amended: October 2009
      Adopted: July 2007

    • BR-1.1.12

      [This Paragraph was deleted in January 2022].

      Deleted: January 2022
      Amended: October 2009
      Adopted: July 2007