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  • Scope of the Quarterly Prudential Return

    • BR-1.1.5

      The Quarterly Prudential Return must be submitted using the prescribed Form QPR, as contained in Part B of Volume 4 (Investment Business), together with the required auditor's report only for the quarter ending 30 June (or semi-annually, depending on the licensee's financial year-end).

      Amended: October 2009
      Adopted: July 2007

    • BR-1.1.6

      The Quarterly Prudential Return must be completed by every investment firm licensee as follows:

      (a) In the case of an investment firm licensee incorporated in Bahrain, the Quarterly Prudential Return must be completed on a consolidated basis, i.e. showing the assets and liabilities of the licensee concerned (including any of its branches, subsidiaries or associates); and
      (b) In the case of an overseas investment firm licensee, the Quarterly Prudential Return must be completed in respect of the investment business booked by the overseas investment firm licensee in the Bahrain branch only.
      Amended: July 2015
      Adopted: July 2007