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  • BR-A.1 BR-A.1 Purpose

    • Executive Summary

      • BR-A.1.1

        This Module sets out requirements applicable to investment firm licensees regarding reporting to the Central Bank of Bahrain ('CBB'). These include the provision of financial information to the CBB by way of quarterly prudential returns, as well as notification to the CBB of certain specified events, some of which require prior CBB approval. This Module also outlines the methods used by the CBB in gathering information required in the supervision of investment firm licensees.

        Amended: January 2011
        Adopted: July 2007

      • BR-A.1.2

        The requirements in this Module apply to all categories of investment firm licensees.

        Adopted: July 2007

    • Legal Basis

      • BR-A.1.3

        This Module contains the CBB's Directive (as amended from time to time) regarding CBB Reporting requirements applicable to investment firm licensees, and is issued under the powers available to the CBB under Article 38 of the Central Bank of Bahrain and Financial Institutions Law 2006 ('CBB Law').

        Amended: January 2011
        Adopted: July 2007

      • BR-A.1.4

        For an explanation of the CBB's rule-making powers and different regulatory instruments, see section UG-1.1.

        Adopted: July 2007