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  • Legal Basis

    • AA-A.1.3

      This Module contains the CBB's Directive (as amended from time to time) relating to auditors and accounting standards used by investment firm licensees, and is issued under the powers available to the CBB under Article 38 of the CBB Law. The Directive in this Module is applicable to all investment firm licensees.

      Amended: January 2011
      Added: January 2007

    • AA-A.1.4

      For an explanation of the CBB’s rule-making powers and different regulatory instruments, see Section UG-1.1.

      Added: January 2007