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  • [ T ]

    • Terms of business

      A statement in a durable medium of terms and conditions on which a firm will conduct regulated investment services with or for a client.

    • Third Party Related Distribution Rules

      Rules specified in Chapter CL-5.

    • Trilateral Meeting

      A meeting between a licensee, an appointed expert and the CBB.

      Amended: October 2011
      Added: July 2010