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  • CL-5.1 CL-5.1 General Requirements

    • CL-5.1.1

      The third party related distribution rules under CL-5 apply to investment firm licensees that hold client money with a third party who becomes insolvent ("third party related distribution event").

    • CL-5.1.2

      The third party related distribution rules in this Module are subject to any applicable rules of law to the contrary.