Back Custom print Link Text Only Rich Text Print

  • Client Reports

    • CL-3.3.3

      An investment firm licensee which holds assets under an arrangement described in this section must (at least every six months or at other intervals as agreed in writing with the client) send to the client a statement listing those assets and their market value as at the date of reporting.

    • CL-3.3.4

      The statement sent to the client must be prepared and despatched to the client within one calendar month of the date of reporting.