GR-B.1 GR-B.1 Investment Firm Licensees
GR-B.1.1
The requirements in Module GR (General Requirements) apply to all
investment firm licensees , with the exception of Chapter GR-3, which applies toCategory 1 investment firms andCategory 2 investment firms and Chapter GR-9, which applies toCategory 2 investment firms andCategory 3 investment firms only.Amended: October 2009
Amended: July 2007GR-B.1.2
The scope of application of Module GR (General Requirements) is as follows:
Chapter Bahraini Investment Firm Licensee Overseas Investment Firm Licensee
GR-1 GR-1.1 and GR-1.3 apply to the whole firm; GR-1.2 applies to business booked in Bahrain only. Applies to the Bahrain branch only. GR-2 Applies to the whole firm. Applies to the Bahrain branch only. GR-3 Applies to Category 1 investment firms andCategory 2 investment firms .Doesn't apply. GR-4 Applies to the whole firm. Applies to the Bahrain branch only. GR-5 GR-5.1 to GR-5.4 apply to the whole firm. Only GR-5.5 applies. GR-6 Applies to the whole firm. Applies to the whole firm. GR-7 Applies to the whole firm. Applies to the Bahrain branch only. GR-8 [Chapter deleted in October 2013] [Chapter deleted in October 2013] GR-9 Applies to Category 2 investment firms andCategory 3 investment firms , with respect to Bahrain business.Applies to the Bahrain branch only. GR-10 Applies to the whole firm. Does not apply. Amended: October 2015
Amended: October 2013
Amended: July 2013
Amended: October 2009
Amended: July 2007GR-B.1.3
In the case of
Bahraini investment firm licensees , certain requirements apply to the whole firm, irrespective of the location of its business; other requirements apply only in respect to business booked in Bahrain. In the case ofoverseas investment firm licensees , the requirements of Module GR mostly only apply to business booked in the Bahrain branch.
