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  • GR-B GR-B Scope of Application

    • GR-B.1 GR-B.1 Investment Firm Licensees

      • GR-B.1.1

        The requirements in Module GR (General Requirements) apply to all investment firm licensees, with the exception of Chapter GR-3, which applies to Category 1 investment firms and Category 2 investment firms and Chapter GR-9, which applies to Category 2 investment firms and Category 3 investment firms only.

        Amended: October 2009
        Amended: July 2007

      • GR-B.1.2

        The scope of application of Module GR (General Requirements) is as follows:

        Chapter Bahraini Investment Firm Licensee Overseas Investment Firm Licensee
        GR-1 GR-1.1 and GR-1.3 apply to the whole firm; GR-1.2 applies to business booked in Bahrain only. Applies to the Bahrain branch only.
        GR-2 Applies to the whole firm. Applies to the Bahrain branch only.
        GR-3 Applies to Category 1 investment firms and Category 2 investment firms. Doesn't apply.
        GR-4 Applies to the whole firm. Applies to the Bahrain branch only.
        GR-5 GR-5.1 to GR-5.4 apply to the whole firm. Only GR-5.5 applies.
        GR-6 Applies to the whole firm. Applies to the whole firm.
        GR-7 Applies to the whole firm. Applies to the Bahrain branch only.
        GR-8 [Chapter deleted in October 2013] [Chapter deleted in October 2013]
        GR-9 Applies to Category 2 investment firms and Category 3 investment firms, with respect to Bahrain business. Applies to the Bahrain branch only.
        GR-10 Applies to the whole firm. Does not apply.
        Amended: October 2015
        Amended: October 2013
        Amended: July 2013
        Amended: October 2009
        Amended: July 2007

      • GR-B.1.3

        In the case of Bahraini investment firm licensees, certain requirements apply to the whole firm, irrespective of the location of its business; other requirements apply only in respect to business booked in Bahrain. In the case of overseas investment firm licensees, the requirements of Module GR mostly only apply to business booked in the Bahrain branch.