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  • GR-A.1 GR-A.1 Purpose

    • Executive Summary

      • GR-A.1.1

        The General Requirements Module presents a variety of different requirements that are not extensive enough to warrant their own stand-alone Module, but for the most part are generally applicable. These include requirements on books and records; on the use of corporate and trade names; and on controllers and close links. Each set of requirements is contained in its own Chapter: a table listing these and their application to licensees is given in Chapter GR-B.

        Amended: July 2007

    • Legal Basis

      • GR-A.1.2

        This Module contains the Central Bank of Bahrain ('CBB') Directive (as amended from time to time) regarding general requirements applicable to investment firm licensees, and is issued under the powers available to the CBB under Article 38 of the Central Bank of Bahrain and Financial Institutions Law 2006 ('CBB Law'). This Module contains the requirements governing control in investment firm licensees under Resolution No (27) of 2015. Requirements regarding transfers of business (see Chapter GR-4) are also included in Regulations, to be issued by the CBB.

        Amended: October 2015
        Amended: January 2011
        Adopted: July 2007

      • GR-A.1.3

        For an explanation of the CBB's rule-making powers and different regulatory instruments, see section UG-1.1.

        Adopted: July 2007