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  • AA-2.2 AA-2.2 Auditor Access to Outsourcing Providers

    • AA-2.2.1

      Outsourcing agreements between investment firm licensees and outsourcing providers must ensure that the licensee's internal and external auditors have timely access to any relevant information they may require to fulfil their responsibilities. Such access must allow them to conduct on-site examinations of the outsourcing provider, if required.

      Amended: January 2007

    • AA-2.2.2

      Further Rules and Guidance on outsourcing will be contained in Module RM (Risk Management), to be issued later in 2007.

      Amended: January 2007