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  • AA-1.3 AA-1.3 Audit Partner Rotation

    • AA-1.3.1

      Unless otherwise exempted by the CBB, investment firm licensees must ensure that the audit partner responsible for their audit does not undertake that function more than five years in succession.

      Amended: January 2007

    • AA-1.3.2

      Investment firm licensees must notify the CBB of any change in audit partner.

      Amended: January 2007