HC HC High Level Controls [deleted]
Chapter HC-A Chapter HC-A Introduction [deleted]
HC-A.1 HC-A.1 Purpose [deleted]
Executive Summary [deleted]
HC-A.1.1 [deleted]
HC-A.1.2 [deleted]
HC-A.1.3 [deleted]
Legal Basis [deleted]
HC-A.1.4 [deleted]
HC-A.1.5 [deleted]
HC-A.2 HC-A.2 Module History [deleted]
Evolution of the Module [deleted]
HC-A.2.1 [deleted]
HC-A.2.2 [deleted]
Superseded Requirements [deleted]
HC-A.2.3 [deleted]
HC-A.2.4 [deleted]
Chapter HC-B Chapter HC-B Scope of Application [deleted]
HC-B.1 HC-B.1 License Categories [deleted]
HC-B.1.1 [deleted]
HC-B.1.2 [deleted]
HC-B.1.3 [deleted]
HC-B.2 HC-B.2 Branches, Subsidiaries and Affiliates [deleted]
Bahraini investment firm licensees [deleted]
HC-B.2.1 [deleted]
HC-B.2.2 [deleted]
HC-B.2.3 [deleted]
Overseas investment firm licensees [deleted]
HC-B.2.4 [deleted]
HC-B.2.5 [deleted]
Chapter HC-1 Chapter HC-1 The Board [deleted]
HC-1.1 HC-1.1 Functions and Responsibilities [deleted]
General Requirements [deleted]
HC-1.1.1 [deleted]
HC-1.1.2 [deleted]
Specific Requirements [deleted]
HC-1.1.3 [deleted]
HC-1.1.4 [deleted]
HC-1.1.5 [deleted]
HC-1.1.6 [deleted]
HC-1.1.7 [deleted]
HC-1.1.8 [deleted]
HC-1.1.9 [deleted]
HC-1.1.10 [deleted]
HC-1.1.11 [deleted]
HC-1.1.12 [deleted]
HC-1.1.13 [deleted]
HC-1.1.14 [deleted]
HC-1.1.15 [deleted]
HC-1.2 HC-1.2 Composition [deleted]
HC-1.2.1 [deleted]
HC-1.2.2 [deleted]
HC-1.2.3 [deleted]
HC-1.2.4 [deleted]
HC-1.2.5 [deleted]
HC-1.2.6 [deleted]
HC-1.2.7 [deleted]
HC-1.2.7A [deleted]
HC-1.2.8 [deleted]
HC-1.2.9 [deleted]
HC-1.2.10 [deleted]
HC-1.2.11 [deleted]
HC-1.2.12 [deleted]
HC-1.2.13 [deleted]
HC-1.2.14 [deleted]
HC-1.3 HC-1.3 Meetings and Attendance [deleted]
HC-1.3.1 [deleted]
HC-1.3.2 [deleted]
HC-1.3.3 [deleted]
HC-1.3.4 [deleted]
HC-1.3.5 [deleted]
HC-1.3.6 [deleted]
Chapter HC-2 Chapter HC-2 Other High-level Controls [deleted]
HC-2.1 HC-2.1 Chief Executive / General Manager / Managing Director [deleted]
HC-2.1.1 [deleted]
HC-2.1.2 [deleted]
HC-2.1.3 [deleted]
HC-2.1.4 [deleted]
HC-2.1.5 [deleted]
HC-2.1.6 [deleted]
HC-2.1.7 [deleted]
HC-2.2 HC-2.2 Segregation of Duties [deleted]
HC-2.2.1 [deleted]
HC-2.2.2 [deleted]
HC-2.2.3 [deleted]
HC-2.2.4 [deleted]
HC-2.3 HC-2.3 Internal Audit [deleted]
HC-2.3.1 [deleted]
HC-2.3.2 [deleted]
HC-2.3.3 [deleted]
HC-2.3.4 [deleted]
HC-2.3.5 [deleted]
HC-2.3.6 [deleted]
HC-2.3.7 [deleted]
HC-2.3.8 [deleted]
HC-2.3.9 [deleted]
HC-2.3.10 [deleted]
HC-2.3.11 [deleted]
HC-2.4 HC-2.4 Compliance [deleted]
HC-2.4.1 [deleted]
HC-2.4.2 [deleted]
HC-2.4.3 [deleted]
HC-2.4.4 [deleted]
HC-2.5 HC-2.5 Remuneration Policies [deleted]
HC-2.5.1 [deleted]
HC-2.5.2 [deleted]
HC-2.5.3 [deleted]
HC-2.5.4 [deleted]
HC-2.6 HC-2.6 Corporate Ethics [deleted]
HC-2.6.1 [deleted]
HC-2.6.2 [deleted]
HC-2.6.3 [deleted]
HC-2.6.4 [deleted]
HC-2.6.5 [deleted]
Chapter HC-3 Chapter HC-3 Annual Certification [deleted]
HC-3.1 HC-3.1 Annual Board Review and Certification [deleted]
HC-3.1.1 [deleted]
HC-3.1.2 [deleted]
HC-3.1.3 [deleted]
HC-3.1.4 [deleted]
HC-3.2 HC-3.2 Scope of the Review [deleted]
HC-3.2.1 [deleted]
HC-3.2.2 [deleted]
