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  • PB-1.1 PB-1.1 Principle 1 — Integrity

    • PB-1.1.1

      Investment firm licensees and approved persons must observe high standards of integrity and fair dealing. They must be honest and straightforward in their dealings with clients, and disclose fully all relevant information to clients, as required by the CBB's Regulations and Directives.

      Amended: January 2007