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  • ES-1.20 ES-1.20 Sector Guides (Modules C1, C2, C3 and IF)

    • ES-1.20.1

      These Modules will be issued as part of the second phase release of Volume 4.

      Amended: January 2007

    • ES-1.20.2

      When finalised, these Modules will provide a summary — consisting solely of Guidance material — highlighting the key requirements applicable to the different categories of  investment firm licensees, as well as to those investment firm licensees that operate solely on Islamic principles.

      Amended: July 2007