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  • ES-1.13 ES-1.13 Module TC (Training and Competency)

    • ES-1.13.1

      Module TC contains requirements that have to be met by investment firm licensees with respect to training and competency of individuals undertaking controlled functions (i.e. approved persons).

      Amended: October 2013
      Amended: July 2010
      Amended: January 2007

    • ES-1.13.2

      Module TC provides Rules and Guidance to investment firm licensees to ensure satisfactory levels of competence, in terms of an individual's knowledge, skills, experience and professional qualifications.

      Amended: July 2010
      Amended: January 2007

    • ES-1.13.3

      Module TC applies in full to all three categories of investment firm licensees authorised in Bahrain.

      Added: July 2010

    • ES-1.13.4

      The requirements in the Module cover the recruitment and assessing of competence as well as the training and maintenance of competence. In addition, it includes appendices providing guidance on qualifications and core competencies for controlled functions as well professional bodies and qualifications.

      Added: July 2010