- UG-1.4 UG-1.4 Effective Date
- UG-1.4.1- Volume 4 (Investment Business) of the CBB Rulebook was first issued in April 2006. Its contents have immediate effect, subject to any specific transition arrangements that may be specified. Amended: January 2007
- UG-1.4.2- Module ES (Executive Summary) contains details of the implementation and transition arrangements for Volume 4 (Investment Business). 
