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  • Market Surveillance System

    • CRA-13.1.1E

      In addition to internal market surveillance policies and controls referred to in Paragraph CRA-13.1.1C above, a licensee must adopt an effective market surveillance system provided by a reputable and independent provider to identify, monitor, detect and prevent any market manipulative or abusive activities on its platform, and provide access to this system to the CBB to perform its own surveillance functions when required by the CBB.

      Added: April 2023

    • CRA-13.1.1F

      A licensee must review the effectiveness of the market surveillance system provided by the independent provider on a regular basis, at least annually, and make enhancements as soon as practicable to ensure that market manipulative or abusive activities are properly identified. The review report should be submitted to the CBB upon request.

      Added: April 2023

    • CRA-13.1.2

      [This Paragraph was deleted in April 2023].

      Deleted: April 2023
      Added: April 2019

    • CRA-13.1.3

      [This Paragraph was deleted in April 2023].

      Deleted: April 2023
      Added: April 2019

    • CRA-13.1.4

      [This Paragraph was deleted in April 2023].

      Deleted: April 2023
      Added: April 2019