Back Custom print Link Text Only Rich Text Print

  • Guidance and education

    • HC-6.4.31

      The compliance function must assist senior management in:

      a) Educating staff on compliance issues, and acting as a contact point within the bank for compliance queries from staff members; and
      b) Establishing written guidance to staff on the appropriate implementation of laws, rules and standards through policies and procedures and other documents such as manuals, internal codes of conduct and practice guidelines.
      Added: January 2019