Back Custom print Link Text Only Rich Text Print

  • Monitoring, testing and reporting

    • HC-6.4.29

      The compliance function must monitor and test compliance by performing sufficient and representative compliance testing. The results of the compliance testing must be reported to the board or designated committee of the board.

      Added: January 2019

    • HC-6.4.30

      The compliance function must advise senior management and the designated committee of the board on all relevant laws, rules and standards, in all jurisdictions in which the bank conducts its business, and inform them on developments in the subject.

      Added: January 2019