• Appointment of a Compliance Manager/Officer

    • BR-5.1.8

      All banks must notify the Agency of the appointment of a compliance manager/officer (refer to section HC-3.2), and must submit the appointee's Curriculum Vitae to the Agency. The Agency's approval must be received by the bank before the appointment becomes final. The bank should also outline how the compliance function fits into the bank's senior management reporting structure, and should give details of relevant reporting lines within the bank.