Rulebook contents (overview)
UG-2.1.3
Except for Volume 5, the basic structure of each Rulebook is the same. Each Volume starts with a contents page and User's Guide. Subsequent material is organised underneath the following headings:
(a) High Level Standards(b) Business Standards(c) Regulatory Reporting and(d) Enforcement and RedressUG-2.1.4
Volume 5 is organised by the category of specialised firm concerned.
UG-2.1.5
The material in Volumes 1–4 is contained in Modules, each covering a specific area of requirements (e.g. High-level Controls). In turn, each Module is divided into Chapters, Sections and Paragraphs, as detailed below.
UG-2.1.6
Each Volume has its own appendix Volume containing relevant reporting forms and a glossary.
