Supplementary Information
HC: HC: High-level Controls
Appendix HC-(i) Agreed-upon Procedures re Compliance with HC-5 (Remuneration)
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GR: GR: General Requirements
Appendix GR-1: Application for Transfer of Business
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BC: Business and Market Conduct
Appendix BC 2: CBB Control List for Dishonored Cheques
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Appendix BC 3: CBB List of abusers of cheques — active
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Appendix BC 4: CBB List of abusers of cheques — inactive
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Appendix BC 5: Market Terminology — Foreign Currency and Deposit Market
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Appendix BC 6: Proposed Scale of Brokerage Fees
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Appendix BC 7: Caps on Fees and Charges for Standard Services Provided to Individuals Applicable to Retail Banks From 01/May/2018
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CA: Capital Adequacy
Appendix CA-1 Minority interest illustrative example
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Appendix CA-2 Treatment of counterparty credit risk and cross-product netting
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Appendix CA-3 The 15% of common equity limit on specified items
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Appendix CA-4 Capital treatment for failed trades and non-DvP transactions
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Appendix CA-5 Overview of Methodologies for the Capital Treatment of Transactions Secured by Financial Collateral under the Standardised Approach
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Appendix CA-6 Illustrative IRB Risk Weights
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Appendix CA-7 Supervisory Slotting Criteria for Specialised Lending
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Appendix CA-8 Illustrative Examples: Calculating the Effect of Credit Risk Mitigation under the Supervisory Formula
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Appendix CA-9 Mapping of Business Lines
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Appendix CA 10: Basel II — Operational Risk — Standardized approach — Calculation of capital charge
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Appendix CA 11: Worked example of maturity method of calculating general interest rate risk
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Appendix CA 12: Worked example of duration method of calculating general interest rate risk
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Appendix CA 13: Worked example of maturity ladder approach for calculating commodities risk
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Appendix CA 14: Worked example of delta-plus method of calculating options risk
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Appendix CA 15: Supervisory Framework for the Use of "Backtesting" in Conjunction with the Internal Models Approach to Market Risk Capital Requirements
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Appendix CA 16: Table for Mapping Notations of ECAIs
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Appendix CA 17: Calculation of risk weighted amount of an investment subject to fair value treatment
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Appendix CA 18: Bahrain Sovereign and Public Sector Entities Eligible for Zero Risk Weighting
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Appendix CA 19: Stress Testing Guidance for the Correlation Trading Portfolio
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Appendix CA 20: Supplementary Schedules to Calculate Capital Charges under the Standardised Approach for Market Risk
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Appendix CA-21: Investments in Commercial Entities
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Appendix CA-22: Comprehensive Example of Deductions
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Appendix CA-23: Comprehensive Example of Deductions and T2 2% Cap
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CM: Credit Risk Management
Appendix CM 1: Sovereign Debt Provisioning Matrix
[Deleted in January 2023]
Deleted: January 2023Appendix CM 2: Code of Best Practice on Consumer Credit and Charging
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Appendix CM 3: Credit Reference Bureau Code of Best Practice
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Appendix CM-4: Regulation in respect of Close-Out Netting under a Market Contract
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FC: Financial Crime
Appendix FC 1: Amiri Decree Law No. 4
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Appendix FC-2A: Decree Law No. 54 (2006)
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Appendix FC-2B: Decree Law No. 58 (2006)
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Appendix FC 3: Guidelines for Detecting Suspicious Transactions
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Appendix FC 5: UN Security Council Resolution 1373 (2001)
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Appendix FC 6: Guidance Notes
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Appendix FC 7: UN Security Council Resolution 1267
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Appendix FC 8: Agreed-upon Procedures for testing Compliance with Module FC
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BR: CBB Reporting Requirements
Appendix BR 1: Instructions for Completion of Statistical Returns
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Appendix BR 3: Guidelines for Overseas Conventional Banks
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Appendix BR 4: Guidelines for Completion of the Prudential Information Returns
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Appendix BR 12: Guidelines for Completion of Exposures to Connected Counterparties
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Appendix BR-17: Instructions for the Completion of the Eligible Accounts Report for the Deposits Protection Scheme
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Appendix BR-18: Requirements for Report on Private Placements
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PD PD Public Disclosure
Appendices PD-1 to PD-4 Composition of Capital Disclosure Requirements
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Please download the 'Basel III common disclosure template to be used from 1 January 2019' in Word format.
Please download the 'Common disclosure template to be used during the transition of regulatory adjustments' in Word format.
Please download the 'Template for main features of regulatory capital instruments' in Word format.
Appendix PD-5 Instructions for Publication of Press Releases
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CP: Compensation
Appendix CP 1A: Certificate of Compensation
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Appendix CP 1B: Customer Acknowledgement and Waiver
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Appendix CP 2: Resolution No. [23] of 2009 in respect of Definition of Deposit
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