• PB-A PB-A Introduction

    • PB-A.1 PB-A.1 Purpose

      • PB-A.1.1

        The principles are a general statement of the fundamental obligations of all banks.

      • PB-A.1.2

        This module requires banks to establish adequate systems and procedures to ensure:

        (a) compliance to the guidance set forth in this module, and
        (b) that the personnel responsible for maintaining such systems and controls are adequately qualified and competent in discharging their duties.

      • PB-A.1.3

        This module provides support to all regulations provided in this Rulebook.

    • PB-A.2 PB-A.2 Module history

      • PB-A.2.1

        This module was first issued in July 2004 as part of the conventional principles volume. All regulations in this volume have been effective since this date. All subsequent changes are dated with the month and year at the base of the relevant page and in the Table of Contents. Chapter UG-3 of Module UG provides further details on Rulebook maintenance and control.

      • PB-A.2.2

        The most recent changes made to this module are detailed in the table below:

        Summary of changes

        Module Ref. Change Date Description of Changes