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TC-1.1.3

Individuals occupying the following controlled functions (refer to Paragraphs AU-1.2.5 to AU-1.2.10) at a licensee must be qualified and suitably experienced for their specific roles and responsibilities:

(a) Director;
(b)Chief Executive or General Manager;
(c) Head of function;
(d)Compliance officer; and
(e) Money Laundering Reporting Officer ('MLRO').
October 2010