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TC-1.1.1

Individuals occupying controlled functions (refer to Section AU-1.2) in a licensee must be qualified and suitably experienced for their specific roles and responsibilities. The controlled functions are those of:

(a) Board Member;
(b) Chief Executive or General Manager;
(c) Head of function;
(d) Compliance Officer;
(e) Money Laundering Reporting Officer ('MLRO'); and
(f) Head of Shari'a Review
January 2014