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OM-4.3.7

Business continuity plans must take into account different types of likely or plausible scenarios to which the licensee will be vulnerable. The following specific scenarios must at a minimum, be considered in the BCP:

(a) Utilities are not available (power, telecommunications);
(b) Critical buildings are not available or specific facilities are not accessible;
(c) Software and live data are not available or are corrupted;
(d) Vendor assistance or (outsourced) service providers are not available;
(e) Critical documents or records are not available;
(f) Critical personnel are not available; and
(g) Significant equipment malfunctions (hardware or telecom).
January 2014