OM-4.1.1
To ensure an ability to operate on an ongoing basis and limit losses in the event of severe business disruption, all
(a) Data back up and recovery (hard copy and electronic);
(b) Continuation of all critical systems, activities, and counterparty impact;
(c) Financial and operational assessments;
(d) Alternate communication arrangements between the licensee and its customers and its employees;
(e) Alternate physical location of employees; and
(f) Communications with and reporting to the CBB and any other relevant regulators.
January 2014